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Surplus Lines (C) Working Group

2021 Membership

2021 Adopted Charges 

The Surplus Lines (C) Working Group will:

  1. Operate in regulator-to-regulator session pursuant to paragraph 3 (specific companies, entities or individuals) of the NAIC Policy Statement on Open Meetings and operate in open session when discussing surplus lines topics and policy issues, such as amendments to the International Insurers Department (IID) Plan of Operation.
  2. Maintain and draft new guidance within the IID Plan of Operation regarding standards for admittance and continued inclusion on the NAIC Quarterly Listing of Alien Insurers.
  3. Review and consider appropriate decisions regarding applications for admittance to the NAIC Quarterly Listing of Alien Insurers.
  4. Analyze renewal applications of alien surplus lines insurers on the NAIC Quarterly Listing of Alien Insurers and ensure solvency and compliance per the IID Plan of Operation guidelines for continued listing.
  5. Provide a forum for surplus lines-related discussion among jurisdictions.
Related NAIC Publications


Media Inquiries
(816) 783-8909

Andy Daleo
Senior P/C Financial Analysis Manager
Phone: 816.783.8141 

Please see the current Committee List for a complete list of committee members.