The Financial Regulatory Services Division provides technical expertise in areas of financial regulation, solvency regulation, financial reporting, statutory accounting, capital adequacy (risk-based capital), accounting, examinations, reinsurance, investments and international insurance issues to regulators. To this end, it provides primary staff support for the Financial Condition (E) Committee and its respective task forces, working groups, technical groups, and subgroups.
Financial Regulatory Services Division Publications
To order these publications, please visit the NAIC Products & Services website.
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Accounting Practices and Procedures Manual (available on CD) Annual Statement Blanks – Accreditation Manual* Annual Statement Instructions |
Company Licensing Best Practices Financial Condition Examiners Handbook (available on CD) Financial Analysis Handbook Framework for Insurance Holding Guide to Compliance with State Audit Requirements (available on CD) Insurance Regulatory Information System (IRIS) Ratio Results and Use |
Quarterly Listing of Alien Insurers RBC – Health, Life, P&C, Fraternal Receivers Handbook for Insurance Company Insolvency States Prescribed Differences from NAIC Statutory Accounting Principles Troubled Insurance Companies Handbook Uniform Certificate of Authority Application Handbook (UCAA) |
*To obtain a copy of this manual call Sara Franson (816) 783-8425.