The Financial Regulatory Services Division provides technical expertise in areas of financial regulation, solvency regulation, financial reporting, statutory accounting, capital adequacy (risk-based capital), accounting, examinations, reinsurance, investments and international insurance issues to regulators. To this end, it provides primary staff support for the Financial Condition (E) Committee and its respective task forces, working groups, technical groups, and subgroups.
Financial Regulatory Services Division Publications
To order these publications, please visit the NAIC Products & Services website.
Accounting Practices and Procedures Manual (available on CD)
Annual Statement Blanks –
Annual Statement Instructions
Company Licensing Best Practices
Financial Condition Examiners Handbook (available on CD)
Financial Analysis Handbook
Framework for Insurance Holding
Guide to Compliance with State Audit Requirements (available on CD)
Insurance Regulatory Information System (IRIS) Ratio Results and Use
Quarterly Listing of Alien Insurers
RBC – Health, Life, P&C, Fraternal
Receivers Handbook for Insurance Company Insolvency
States Prescribed Differences from NAIC Statutory Accounting Principles
Troubled Insurance Companies Handbook
Uniform Certificate of Authority Application Handbook (UCAA)
*To obtain a copy of this manual call Sara Franson (816) 783-8425.