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Risk-Focused Surveillance (E) Working Group

2020 Membership

2021 Proposed Charges

The Risk-Focused Surveillance (E) Working Group will:

  1. Continually review the effectiveness of risk-focused surveillance, and develop enhancements to processes as necessary.
  2. Continually review regulatory redundancy issues identified by interested parties, and provide recommendations to other NAIC committee groups to address as needed.
  3. Oversee and monitor the Peer Review Program to encourage consistent and effective risk-focused surveillance processes.
  4. Continually maintain and update standardized job descriptions/requirements and salary range recommendations for common solvency monitoring positions to assist insurance departments in attracting and maintaining suitable staff.

2020 Charges

The Risk-Focused Surveillance (E) Working Group will:

  1. Continually review the effectiveness of risk-focused surveillance and develop enhancements to processes as necessary.
  2. Continually review regulatory redundancy issues identified by interested parties and provide recommendations to other NAIC committee groups to address as needed.
  3. Oversee and monitor the Peer Review Program to encourage consistent and effective risk-focused surveillance processes.
  4. Continually maintain and update standardized job descriptions/requirements and salary range recommendations for common solvency monitoring positions to assist insurance departments in attracting and maintaining suitable staff.
Calendar
RFSWG/ORSA Subgroup Joint Call
Joint Call:
Risk-Focused Surveillance (E) Working Group
Own Risk and Solvency Assessment (ORSA) Implementation (E) Subgroup

Public Webex Meeting
Tuesday, October 27, 2020
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT Expected Length of Call: 1 hr
Webex Link

The purpose of the call will be to discuss comments received on the exposure of ORSA review guidance.

Related NAIC Publications

Draft meeting minutes are available free for meeting attendees 10 business days after a national meeting concludes, using the User ID and Password supplied by the NAIC. Regulators may access minutes via StateNet.
Final committee minutes and Proceedings of the NAIC are available to non–attendees, after adoption at the next national meeting, for free in the PDF format through the NAIC Products & Services website.

Contacts

Media Inquiries
(816) 783-8909
news@naic.org

Bruce Jenson, CPA
Assistant Director – Solvency Monitoring
Phone: 816-783-8348

Jane Koenigsman
Sr. Manager, L/H Financial Analysis
Phone: 816-783-8145

Please see the current Committee List for a complete list of committee members.