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Financial Examiners Handbook (E) Technical Group

2022 Membership

2023 Proposed Charges

The Financial Examiners Handbook (E) Technical Group will:

  1. Continually review the Financial Condition Examiners Handbook and revise, as appropriate.
  2. Coordinate with the Risk-Focused Surveillance (E) Working Group to monitor the implementation of the risk- assessment process by developing additional guidance and exhibits within the Financial Condition Examiners Handbook, including consideration of potential redundancies affected by the examination process, corporate governance, and other guidance as needed to assist examiners in completing financial condition examinations.
  3. Coordinate with the Financial Analysis Solvency Tools (E) Working Group and the Risk-Focused Surveillance (E) Working Group, as appropriate, to develop and maintain guidance in order to provide effective solvency monitoring.
  4. Coordinate with the IT Examination (E) Working Group and the Financial Examiners Coordination (E) Working Group to maintain specialized areas of guidance within the Financial Condition Examiners Handbook related to the charges of these specific working groups.
  5. Adjust the Financial Condition Examiners Handbook based upon any recommendations as requested from the Life Actuarial (A) Task Force to incorporate PBR changes.

2022 Adopted Charges

The Financial Examiners Handbook (E) Technical Group will:

  1. Continually review the Financial Condition Examiners Handbook and revise, as appropriate. 
  2. Coordinate with the Risk-Focused Surveillance (E) Working Group to monitor the implementation of the risk- assessment process by developing additional guidance and exhibits within the Financial Condition Examiners Handbook, including consideration of potential redundancies affected by the examination process, corporate governance and other guidance as needed to assist examiners in completing financial condition examinations. 
  3. Coordinate with the Financial Analysis Solvency Tools (E) Working Group and the Risk-Focused Surveillance (E) Working Group, as appropriate, to develop and maintain guidance in order to provide effective solvency monitoring. 
  4. Coordinate with the IT Examination (E) Working Group and the Financial Examiners Coordination (E) Working Group to maintain specialized areas of guidance within the Financial Condition Examiners Handbook related to the charges of these specific working groups. 
  5. Adjust the Financial Condition Examiners Handbook based upon any recommendations as requested from the Life Actuarial (A) Task Force to incorporate PBR changes.
Financial Examiners Handbook (E) Technical Group - 11282022

Public Webex Meeting
Monday, November 28, 2022
3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
Expected Length of Call: 1 hr
Webex Link

CALL CANCELED


Related NAIC Publications

Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Bailey Henning
Financial Examination Manager
816-783-8129

Elise Klebba
Financial Examination Coordinator
816-783-8645

Please see the current Committee List for a complete list of committee members.