A link to the Application instructions for Expansion Application, Section II, Filing Requirement Item 11 is provided.
Last update: 01/12/2023
Updates to the information will be noted with a “*” next to the state name and edits will be italicized and bolded.
| Type of Filing | Financial: Annual Statement | Financial: Management's Discussion |
Financial: Actuarial Opinion | Financial: Audited Financial Statement | Financial: Market Conduct Examination | Financial: Financial Examination Report | Financial: Quarterly Statement | Operational: Application Form | Operational: Articles of Incorporation | Operational: Appointment for Service of Process | Operational: Bylaws | Operational: Holding Company Files |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AL | Yes | Yes | Yes | Yes | Yes | No | Yes | Yes | No | |||
| AK | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| AZ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | No |
| AR | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | Yes | Yes | Yes* |
| CA | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | |||
| CO | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | |||
| CT | Yes | Yes | Yes | Yes | Yes | Yes^ | Yes | Yes | Yes | Yes | Yes | Yes* |
| DE | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | Yes | Yes | Yes | No |
| DC | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | Yes |
| FL | #Yes^ | #Yes^ | #Yes^ | #Yes^ | #Yes^ | #Yes^ | #Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ |
| GA | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | Yes |
| HI | Yes | Yes | Yes | Yes | Yes | Yes^ | Yes | Yes | Yes | Yes | No | |
| ID | Yes*** | Yes^ | Yes^ | Yes*** | Yes^ | Yes^ | Yes*** | Yes^ | Yes^* | Yes^ | Yes^** | Yes*** |
| IL | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | Yes^ | Yes | Yes | Yes | Yes | No |
| IN | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| IA | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| KS | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | No |
| KY | #Yes^ | #Yes^ | #Yes^ | #Yes^ | #Yes^ | #Yes^ | #Yes^ | Yes | Yes | Yes | Yes | Yes |
| LA | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | No^ | Yes | Yes | Yes | Yes | |
| ME | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ |
| MD | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No | |
| MA | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| MI | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes* |
| MN | #Yes | #Yes^ | #Yes^ | #Yes^ | #No | #Yes^ | #Yes | Yes | Yes | Yes | Yes | No |
| MS | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ |
| MO | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | No | |
| MT | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | Yes |
| NE | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | Yes** |
| NV | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | ||||
| NH | Yes | Yes^ | Yes^ | Yes | No | Yes^ | Yes | Yes | Yes | Yes | Yes | No |
| NJ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | Yes | Yes | Yes |
| NM | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ |
| NY | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| NC | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| ND | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes | Yes** |
| OH | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | No |
| OK | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ |
| OR | #Yes | #Yes | #Yes | #Yes | #Yes | #Yes | #Yes | Yes | Yes | Yes | No | |
| PA | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | No | Yes^ | Yes** | |
| PR | Yes^#* | Yes^ | Yes^ | Yes^# | Yes^* | Yes^* | Yes^# | ** | ** | ** | ** | No |
| RI | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| SC | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| SD | Yes^ | No | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| TN | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | No |
| TX | Yes^ | Yes^ | Yes^ | Yes^ | No | No^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | ** |
| UT | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes^ | Yes^ | Yes | Yes | Yes | Yes | No |
| VT | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | No | |
| VA | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | ||||
| WA | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | Yes** | |||
| WV | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | **Yes |
| WI | Yes* | Yes* | Yes* | #Yes | Yes* | Yes* | Yes* | Yes* | Yes* | Yes* | Yes* | Yes* |
| WY | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes^ | Yes | Yes | Yes | Yes* |
^ = Will accept in electronic format.
# = Jurat Page must be certified with original signatures, certification by domiciliary state is not necessary.
* CT Not a public document will be held confidential.
**NE Form A filing is public. Form B and other holding company act filings are Not Public per §44-2138.
** TX (Forms B’s are not public record; however, pending transactions and Form A’s are)
** WV Only Form A’s are public documents. All other filings are held confidential.
**PA Form A filings materials are generally public, Forms B and other insurance holding company act filings are not public per 40 P.S. Section 991-1407.
*PR Must have a certification by the domiciliary state.
**PR Must submit a hard copy.
*ID Must be certified by the domiciliary state.
**ID Must be currently certified by the Companies Corporate Secretary.
***ID Must submit hard copies.
*AR Not a public document and will be held confidential.
**ND Form A filing materials are generally public. Form Bs and other insurance holding company act filings are not public per N.D.C.C. 26.1-10-07.
*WI Please submit the applicable fee made out to “Office of the Commissioner of Insurance."
**WA Form A filing is public, Form B and other holding company filings are confidential per RCW 48.31B.038.
*WY Form A is generally public, but Forms B and other insurance holding company act filings are confidential per W.S. 26-44-110.
* MI Form A filing (without attachments) is generally public, Form B and other insurance holding company act filings are not public per MCL 500.1355.