This publication combines information from the Market Conduct Examiners Handbook and the Market Analysis Handbook into one comprehensive source of reference material from the continuum of regulatory responses to potential market concerns. The goal with this publication is to help market regulators conduct uniform, standardized market analysis and market conduct examinations. Additional charts/material can be requested by contacting our publication division. Released Annually. 
 

Designed to serve as a compilation of the market conduct examination standards found in Chapters 20 - 32 of the Market Regulation Handbook. Arranged and organized by chapter and area of examination, regulated entities might find this summary useful in creating an outline for internal review templates. Please note: This summary does not represent all examination standards, methodologies and areas of review that could be utilized by an insurance department. Updated annually.

This handbook provides basic information about the filing and review of rate, rule, and form filings. It also explains basic ratemaking processes for products that are subject to various forms of rate regulation. It provides guidance through procedures that states can implement uniformly to make the filing process more transparent and make it easier for insurers to achieve compliance.
 

Provides guidance and contains suggested best practices for state insurance departments in administering a producer-licensing program. Assists regulators in continued movement toward uniformity in licensing procedures among the states. Also includes information about other types of licensing programs; e.g., adjusters, bail bond agents, etc. This handbook is based on the Producer Licensing Model Act (MDL-218), the Uniform Resident Licensing Standards and other guidelines. Updated biennially. For more information, please access : https://content.naic.org/state_licensing_handbook.htm