Compiling...

Publications for Sale - Products & Services | NAIC
Publications for Sale

These publications are available via the NAIC’s Online Subscription Services. Shop now!

 


Accounting Practices and Procedures Manual

The Manual includes all statutory accounting guidance that has been adopted by the NAIC as of March. Appendices contain excerpts of applicable NAIC model laws, interpretations of the Emerging Accounting Issues (E) Working Group and Statutory Accounting Issues (E) Working Group, actuarial guidelines, GAAP to SAP cross-reference chart, issue papers, policy statements, and implementation guidance for the annual financial reporting model regulation. A password-protected Web site allows access to updates to the Manual prior to the next publication. Updated annually.

New as of March 2020 – due to the current situation concerning the COVID-19 pandemic and resulting delays in shipping, the NAIC is unable to accept orders for the printed Manual at this time. The Manual is available as a PDF via an online subscription service (OSS). The subscription service provides access to the published version of the Manual, as well as subsequent modifications adopted through December of the current year. Modifications to the Manual will be uploaded to the OSS platform as they become available following each interim and national meeting of the Statutory Accounting Principles (E) Working Group. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase.

New as of April 2020 – Customers who wish to receive updates to the 2021 Manual but do not wish to subscribe to the online platform at this time may receive the updates via the APP-UPD product code.

 
    Domestic Price (US & US Territories) International Price (All Other)
APP-OSS Accounting Practices and Procedures Manual online subscription service (non-refundable) $465.00 $511.50
APP-UPD Accounting Practices and Procedures Manual updates only, via Account Manager (non-refundable) $275.00 $302.50

Companion Products

Go to Top


Annual and Quarterly Statement Blanks+

To be used with its companion products, this publication provides the appropriate format for filing quarterly and annual statement data with the states and the NAIC. Proper use allows users to identify system changes that can improve the method in which data is first collected, and allows users to ascertain if their annual statement software vendor has also complied with NAIC requirements. Updated annually. Quarterly Statement Blanks are shipped separately from Annual Statement Blanks.

New in April 2020 - the Annual Statement Blanks for Data Year 2019 and the Quarterly Statement Blanks for Data Year 2020 will now be offered as individual PDFs via an online subscription service (OSS). This new subscription service provides access to the published version of the publications. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase.

 

Updates to the Annual and Quarterly Statement Blanks

    Domestic Price (US & US Territories) International Price (All Other)
ASBH-OSS-2019 Health 2019 Annual Statement Blank $135.00 $148.50
ASBL-OSS-2019 Life/Fraternal 2019 Annual Statement Blank $135.00 $148.50
ASBP-OSS-2019 Property/Casualty 2019 Annual Statement Blank $135.00 $148.50
ASBC-OSS-2019 Protected Cell 2019 Annual Statement Blank $100.00 $110.00
ASBS-OSS-2019 Separate Accounts 2019 Annual Statement Blank $100.00 $110.00
ASBT-OSS-2019 Title 2019 Annual Statement Blank $135.00 $148.50
QSBH-OSS-2019 Health 2020 Quarterly Statement Blank $90.00 $99.00
QSBL-OSS-2019 Life/Fraternal 2020 Quarterly Statement Blank $90.00 $99.00
QSBLP-OSS-2019 Property/Casualty 2020 Quarterly Statement Blank $90.00 $99.00
QSBT-OSS-2019 Title 2020 Quarterly Statement Blank $90.00 $99.00

Companion Products

Go to Top


Annual and Quarterly Statement Instructions

Includes a summary of changes to the instructions for the following year. When used with its companion products, it allows for proper preparation of annual and quarterly statements, including all supplemental information that must also be filed to remain in compliance with NAIC mandates. Instructions provide guidance for completing the various pages of the statements when the line descriptions are not self-explanatory. Updated annually.
 

New in April 2020 - the Annual Statement Instructions for Data Year 2019 and the Quarterly Statement Instructions for Data Year 2020 will now be offered as individual PDFs via an online subscription service (OSS). This new subscription service provides access to the published version of the publications. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase.

 

Updates to the Annual and Quarterly Statement Instructions

    Domestic Price (US & US Territories) International Price (All Other)
ASIH-OSS-2019 Health 2019 Annual Statement Instructions $150.00 $165.00
ASIL-OSS-2019 Life/Fraternal 2019 Annual Statement Instructions $150.00 $165.00
ASIP-OSS-2019 Property/Casualty 2019 Annual Statement Instructions $150.00 $165.00
ASIT-OSS-2019 Title 2019 Annual Statement Instructions $150.00 $165.00
QSIH-OSS-2019 Health 2020 Quarterly Statement Instructions $100.00 $110.00
QSIL-OSS-2019 Life/Fraternal 2020 Quarterly Statement Instructions $100.00 $110.00
QSIP-OSS-2019 Property/Casualty 2020 Quarterly Statement Instructions $100.00 $110.00
QSIT-OSS-2019 Title 2020 Quarterly Statement Instructions $100.00 $110.00

Companion Products

Go to Top


Compendium of State Laws on Insurance Topics (Discontinued Product in 2019)

Published through 2018, the Compendium was a three-volume compilation of legislative and regulatory data, consisting of more than 100 issue-specific charts, combining states' statutes and regulations on various insurance topics.

The NAIC no longer publishes the Compendium as a stand-alone publication. Instead, many of the charts are now included with the purchase of Model Laws, Regulations and Guidelines product. The Table of Contents for the Model Law products includes an index of the compatible charts for cross referencing and is made available for download via the NAIC's Account Manager. For those that do not have a subscription to the Model Laws product, individual charts are available for purchase by contacting NAIC Publications at prodserv@naic.org.

Each chart will continue to be updated at least once every two years. Archived charts will also be available for updating on a per-request basis for a fee.

The NAIC Model Laws, Regulations, Guidelines, and Other Resources updates are now published three times annually following the NAIC's Spring, Summer, and Fall National Meetings.

 

Compendium Index
Compendium Table of Contents

    Domestic Price
(US & US Territories)
International Price
(All Other)
CSL-ZM
(2018 only)

Compendium of State Laws - 3-Vol Starter Set as of Dec. 31, 2018 (Print)

$695.00

$765.00

CSL-ZR
(2018 only)

Compendium of State Laws - 3-Vol Set with 2018's Quarterly Updates (PDF on USB)

$750.00

$825.00

CSL-ZU
(2018 only)

Quarterly Subscription for Updates made in 2018 (Print)

$700.00

$770.00

Companion Products

Go to Top


Financial Condition Examiners Handbook

This handbook provides a guide to assist state insurance departments in establishing an effective examination system. It provides an overview of the entire examination process and then offers specific instructions and suggestions for carrying out each individual phase of examination. This handbook is updated annually.

New in 2020 - due to the current situation concerning the COVID-19 pandemic and resulting delays in shipping, the NAIC is unable to accept orders for the printed Examiners Handbook. The Handbook is available as a PDF via an online subscription service (OSS). This subscription service provides access to the published version of the handbook, and updates to the publication will be available in Account Manager. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase.

 

Updates to the Financial Condition Examiners Handbook

    Domestic Price (US & US Territories) International Price (All Other)
EXF-OSS Financial Condition Examiners Handbook online subscription service (non-refundable) $295.00 $325.00

Companion Products

Go to Top


Listing of Companies (Detailed)

Provides detailed demographic information on more than 5,000 Property, Life and Fraternal, Health, and Title insurers, as well as more than 17,000 offshore alien insurers and reinsurers included in the NAIC database. The product is a zipped file of individual reports in comma-separated values format and is available in Account Manager upon confirmation of purchase. Each report includes a record layout to assist with downloading the files for use in a spreadsheet or database. Published semiannually.

 
    Domestic Price (US & US Territories) International Price (All Other)
LOC-DEC-2019 Detailed Listing of Companies as of December 2019 $525.00 $577.50
LOC-JUN-2020 Detailed Listing of Companies as of June 2020 $525.00 $577.50
LOC-DEC-2020 Detailed Listing of Companies as of December 2020 $525.00 $577.50
 Go to Top


Market Regulation Handbook

This publication combines information from the Market Conduct Examiners Handbook and the Market Analysis Handbook into one comprehensive source of reference material from the continuum of regulatory responses to potential market concerns. The goal with this publication is to help market regulators conduct uniform, standardized market analysis and market conduct examinations. Updated annually.

New in 2020 - Due to the work-from-home and social distancing requirements caused by the COVID-19 pandemic, the NAIC has suspended shipment of publications. However, demand remains high for accessible content in a work-from-home environment. As a result, there is a business need to make access to online content available to customers working remotely.

In order to meet these needs, the NAIC is pleased to announce the 2020 Market Regulation Handbook will be offered as a digital-only publication via an online subscription service (OSS). This new subscription service provides access to the published version of the handbook, and Market Regulation Handbook Reference Documents will be available in Account Manager. Modifications to the handbook will be uploaded to the OSS platform as they become available following each interim and national meeting of the Market Regulation and Consumer Affairs (D) Committee. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase.

 
    Domestic Price (US & US Territories) International Price (All Other)
MKR-OSS Online subscription service (non-refundable) $525.00 $580.00

Companion Products

Go to Top


NAIC Model Laws, Regulations, Guidelines and Other Resources

This product provides access to every NAIC model law, regulation, and guideline currently published. By selecting this publication, it allows access to Account Manager to view state law charts related to the Model Laws. Included with every model is a state action page that cites each state's enacted model or similar legislation. Many models also include a legislative history (Proceedings Citations) that explains why the model was adopted and why certain provisions were included. Compendium of State Laws that pertain to one or more NAIC Model Laws are made available online through the NAIC's Account Manager with the purchase of the Model Laws product. The Table of Contents for the Model Laws products will include an index of the compatible charts for cross referencing (Related Charts: State Laws on Insurance Topics), and the charts themselves will be available via a link in the NAIC's Account Manager system. Published three times annually following the NAIC's Spring, Summer, and Fall National Meetings.

September 2020 - Due to the COVID-19 pandemic shipping at the NAIC is currently on pause. Currently, the NAIC is unable to accept orders for the printed product. The publication is now available as a PDF via an online subscription service (OSS) through Account Manager. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase. This digital publication is now offered as three separate products, which will include the full six-volume set as well as updates that occur after the NAIC’s Spring, Summer, and Fall National Meetings. Information will be provided at the beginning of each product showing the updated material within the product. Access to Related Charts: State Laws on Insurance Topics will be available via a link in Account Manager.

 

Individual Model Laws
Model Law Development
Table of Contents

    Domestic Price (US & US Territories) International Price (All Other)
MDL-SP20-OSS Full six-volume set of Model Laws (with Spring National Meeting Updates) $200.00  
MDL-SU20-OSS Full six-volume set of Model Laws (with Summer National Updates) $200.00  
MDL-FA20-OSS Full six-volume set of Model Laws (with Fall National Updates) $200.00  

Companion Products


2017 Valuation Manual 

The Valuation Manual sets forth the minimum reserve and related requirements for jurisdictions where the Standard Valuation Law, as amended by the National Association of Insurance Commissioners (NAIC) in 2009, or legislation including substantially similar terms and provisions has been enacted by jurisdictions, and this Valuation Manual (VM) is operative. Requirements in the Valuation Manual are applicable to life insurance, accident and health insurance, and deposit-type contracts. Annuity contracts are therefore included within the term life insurance contracts unless specifically indicated otherwise in this Valuation Manual. Minimum reserve requirements are provided in this Valuation Manual for contracts issued on or after the Valuation Manual operative date of Jan. 1, 2017.

2018 Valuation Manual

The 2018 Valuation Manual updates the minimum reserve and related requirements for valuation years 2018 and later for policies or contracts subject to the Valuation Manual.Go to Top


Purposes and Procedures Manual of the NAIC Investment Analysis Office

This publication is the primary source for insurers to comply with the NAIC's reporting requirements. Contains the NAIC's credit assessment methodologies and valuation policies, and takes precedence over other publications covering a number of categories. Subscription includes periodic e-mail alerts directly from the Capital Markets & Investment Analysis Office. Updated annually.

New in 2020 - the 2019 Purposes and Procedures Manual is available now as a PDF via an online subscription service (OSS). Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase.

 
    Domestic Price (US & US Territories) International Price (All Other)
SVO-OSS Purposes and Procedures Manual online subscription service (non-refundable) $75.00 $83.00

Companion Products

Go to Top


Risk-Based Capital Forecasting and Instructions

The RBC Forecasting and Instructions provides continual analysis of RBC data and includes forecasting software, overview and instructions, and newsletter. The RBC Forecasting and Instructions explains the RBC formula, which should be helpful to anyone responsible for submitting data. Revisions are identified in bold font and summarized in a memo included within the publication. Updated annually.

New in April 2020 - the Risk-Based Capital Instructions will now be offered as a PDF via an online subscription service (OSS). This new subscription service provides access to the published version of the publication while the forecasting software will continue to be available in Account Manager. Subscriptions are specific to an individual user and access to the platform requires a redemption code, which will be provided via email following verification of the purchase.

 
    Domestic Price (US & US Territories) International Price (All Other)
RBCH-OSS RBC Forecasting and Instructions-Health online subscription service (non-refundable) $100.00 $110.00
RBCL-OSS RBC Forecasting and Instructions-Life online subscription service (non-refundable) $100.00 $110.00
RBCP-OSS RBC Forecasting and Instructions-Property/Casualty online subscription service (non-refundable) $100.00 $110.00

Companion Products

Go to Top
Contact Us

Need Help?

Contact one of our dedicated Customer Service
Representatives at:
 

Publications

Email: prodserv@naic.org
Phone: 816.783.8300

Financial Statement Data

Email: idp@naic.org
Phone: 816.783.8300

Automated Valuation Service (AVS)

Email: securitiessupport@naic.org
Phone: 816.783.8707

 

CSR Hours: Monday — Friday
8:30 a.m. to 5 p.m. Central Time