State-Specific Processes

Each participating state/jurisdiction uses SERFF to review, analyze, and manage insurance rate and form filings according to its unique regulatory requirements. This represents which states are using SERFF, how they are configured, and who the points of contact are.

State Contact Information

Life, Annuity, Health, Property and Casualty

Yada Horace
(334) 241-4175
Yada.Horace@insurance.alabama.gov

Lines Not Regulated
Group Annuity, HMO, Disability

State Contact Information

Life and Health

Sarah Bailey
907-465-4608
sarah.bailey@alaska.gov

Property and Casualty

Joanne Bennett
(907) 269-0352
joanne.bennett@alaska.gov

Lines Not Regulated
All Life (except Credit, Individual Whole and Individual Universal), All Group Annuity, Individual Immediate Annuity, Individual Variable Annuity, Group A&H (except Long Term Care), Individual AD&D, Individual HMO

Fees
No fees for rate or form filings

State Contact Information

Life, Annuity and Health

Sterling Gavette
602-364-3458
Sterling.Gavette@difi.az.gov

Property and Casualty

Tom Zuppan
602-364-2171
tom.zuppan@difi.az.gov

Lines Not Regulated
Commercial Umbrella

State Contact Information

Becky Harrington
(501) 371-2810
becky.harrington@arkansas.gov

Lines Not Regulated
Hospital Indemnity

Fees
Fees for advisory/rating organizations only

State Contact Information

Life, Annuity and Health

Bruce Hinze
(415) 538-4392
hinzeb@insurance.ca.gov

Property and Casualty

John Said
(415) 904-5832
saidj@insurance.ca.gov

Workers Compensation Rating Bureau (WCIRB)

Ha Hoang
(415) 778-7064
policyforms@wcirb.com

Lines Not Regulated
All Life (except Credit), All Annuity

Fees
No fees for rate or form filings

State Contact Information

Property and Casualty

David Martinez
(303) 894-2262
davidj.martinez@state.co.us

Lila Cummings
(336) 508-1487
lila.cummings@state.co.us

State Contact Information

Property and Casualty

John Vecchio
(860) 297-3873
john.vecchio@ct.gov

State Contact Information

Property and Casualty

Ann Lyon
(302) 674-7372
ann.lyon@delaware.gov

Property and Casualty

Jennifer Stinson
(302) 674-7385
jennifer.stinson@delaware.gov

Life, Annuity and Health

Lorraine Medina Peters
(302) 674-7368
lorraine.medinapeters@delaware.gov

Rates and Forms Analyst

Jennifer Clapper
(302) 674-7374
jennifer.clapper@delaware.gov

Fees
No fees for rate for form filings

State Contact Information

Rate and Rule

Robert Nkojo
(202) 442-7757
robert.nkojo@dc.gov

Fees
No fees for rate or form filings

State Contact Information

Kevin Jacobs
(850) 413-5011
kevin.jacobs@floir.com

Rebecca Smid
(850) 413-5021
Rebecca.Smid@floir.com

State Contact Information

Garrison Bennett
(470) 551-6999
gbennett@oci.ga.gov

Property and Casualty

Michael Snyder
(470) 503-9651
msnyder@oci.ga.gov

State Contact Information

Rate and Policy Analysis Branch
(808) 586-2809
ihealth@dcca.hawaii.gov

Fees
No fees for rate or form filing

State Contact Information

Laura Mortimer
(303) 894-2303
laura.mortimer@state.co.us

State Contact Information

Life, Annuity and Health

Emily Downs
(217) 785-7521
emily.downs@illinois.gov

Life and Annuity

Arlene Mehsling

arlene.mehsling@illinois.gov

Property and Casualty

Daric Wheet
(217) 786-0879
Daric.Wheet@illinois.gov

State Contact Information

Life and Annuity

Mihir Nag
(317) 232-2420

Property and Casualty

Pat O'Connor
(317) 232-3495
poconnor1@idoi.in.gov

Health (Rates)

Scott Shover
(317) 232-2416
sshover@idoi.in.gov

Health (Forms)

Alex Peck
(317) 233-9607
apeck@idoi.in.gov

State Contact Information

Mathew Cunningham
(515)-654-6567
mathew.cunningham@iid.iowa.gov

Fees
No fees for rate or form filings.

State Contact Information

Life, Annuity and Health

Craig Van Aalst
(785) 296-3765
craig.vanaalst@ks.gov

Property and Casualty

Deborah Dalton
(785) 296-7844
deborah.dalton@ks.gov

State Contact Information

Life, Annuity and Health

Vacant

Health

Angi Raley
(502) 564-6088 x4280
doi.healthmail@ky.gov

Property and Casualty

Jeff Lamb
(502) 782-5289
jeff.lamb@ky.gov

State Contact Information

Health

Jerri McClendon
(225) 219-9526
jerri.mcclendon@ldi.la.gov

Life & Annuity

Joelle Craft
(225) 219-0633
joelle.craft@ldi.la.gov

Property & Casualty – Rates/Rules

Jason Furlong
(225) 219-7836
jason.furlong@ldi.la.gov

Property & Casualty – Forms

Rachelle Carter
(225) 219-5093
rachelle.carter@ldi.la.gov

State Contact Information

Property and Casualty

Sandra Darby
(207) 624-8427
sandra.c.darby@maine.gov

Lines Not Regulated
Worker's Comp

State Contact Information

Life, Annuity

Nour Benchaaboun
(410) 468-2222
nour.benchaaboun@maryland.gov

Health

Fern Thomas
(410) 468-2254
fern.thomas@maryland.gov

Tara Smith
(303) 894-7547
tara.smith@state.co.us

Property and Casualty

Ron Coleman
410-468-2310
ronald.coleman@maryland.gov

Property and Casualty

Marsha Hall
(410) 468-2314
marsha.hall@maryland.gov

Property and Casualty

Alicia Jackson
(410) 468-2312
alicia.jackson@maryland.gov

Lines Not Regulated
Group A&H (except HMO)

State Contact Information

Property & Casualty - Rates/Rules

Matthew Mancini
(617) 521-7459
matthew.mancini@mass.gov

Property & Casualty, Life and Annuity, Accident and Sickness - Forms

Sheri Cullen
(617) 521-7359
sheri.cullen@mass.gov

Health

Niels Puetthoff
(617) 521-7326
niels.puetthoff@mass.gov

Lines Not Regulated
All Group Life (except Credit and Universal), All Individual Life (except Universal), All Group Annuity

Fees
No fees for rate or form filing

State Contact Information

Life, Annuity and Health

Matt Geiger
(517) 284-8699
geigerm1@michigan.gov

Life, Annuity and Health

Stephanie Francis
(517) 284-8692
francisS2@michigan.gov

Property and Casualty

Vacant
(517) 284-8709

State Contact Information

Tammy Lohmann
(651) 539-1731
tammy.lohmann@state.mn.us

Propery and Casualty

Bob Boyce
(651) 539-1732
bob.boyce@state.mn.us

State Contact Information

Life, A&H, Credit Life, and Annuity

Bob Williams
(601) 359-2012
bob.williams@mid.ms.gov

Property and Casualty

John Wells
601-359-2676
john.wells@mid.state.ms.us

State Contact Information

Life, Annuity and Health | Property and Casualty

Camille Anderson-Weddle
(573) 751-7470
ProductFilings@insurance.mo.gov

Fees
No fees for rate or form filings.

State Contact Information

Life, Annuity and Health

David Dachs
(406) 444-9722
ddachs@mt.gov

Property and Casualty

Mari L. Kindberg
(406) 444-5220
mkindberg@mt.gov

State Contact Information

Life, Annuity and Health

Deb Maher
(402) 471-4551
deb.maher@nebraska.gov

Property and Casualty

Craig Palik
(402) 471-4657
craig.palik@nebraska.gov

State Contact Information

Life, Annuity and Health

Jack Childress
(775) 687-0731
jchildress@doi.nv.gov

Property and Casualty

Erin Summers
(775) 687-0765
esummers@doi.nv.gov

State Contact Information

Life Accident and Health

Victoria W. Fowler
(603) 271-4080
victoria.w.fowler@ins.nh.gov

Property and Casualty

LuAnne J. King
(603) 271-3955
luanne.j.king@ins.nh.gov

Lines Not Regulated
Commercial Umbrella

Fees
No fees for rate or form filing.

State Contact Information

Life

Olukemi Sotimehin
(609) 940-7597
olukemi.sotimehin@dobi.nj.gov

Health

Lila Tyson

lila.tyson@dobi.nj.gov

Property and Casualty

Mark Nussenfeld
609-984-7310 x50357
mark.nussenfeld@dobi.nj.gov

Fees
Fees for LAH only

State Contact Information

Life, Annuity and Health

Viara Ianakieva
(505) 508-9073
viara.ianakieva@osi.nm.gov

Life, Annuity and Health

Margaret "Kika" Pena
(505) 827-4561
margaret.pena@osi.nm.gov

Lines Not Regulated
Individual A&H Credit

Fees
No fees for rate or form filings.

Life, Annuity and Health
Peter A Dumar, Jr. (Life)
(518) 337-8174
Peter.Dumar@dfs.ny.gov

Joseph L. Lansing (Health)
(518)474-9255
Joseph.Lansing@dfs.ny.gov

Property and Casualty
Alan Goren
(212) 480-5587
alan.goren@dfs.ny.gov

Fees
No fees for rate or from filing.

State Contact Information

Life, Annuity and Health

Cara Shackelford
919-807-6064
cara.shackelford@ncdoi.gov

Rebecca C. Hill
(919) 807-6060
rebecca.hill@ncdoi.gov

State Contact Information

Mike Andring
(701) 328-4937
mandring@nd.gov

State Contact Information

Life, Annuity and Health

Chris Wright
(614) 644-3348

Life, Annuity and Health

Marjorie Ellis
(614) 644-3451
marjorie.ellis@insurance.ohio.gov

Property and Casualty

Maureen Motter
(614) 644-3361
maureen.motter@insurance.ohio.gov

L&H Production Regulation & Actuarial Services
(614) 644-2644
life.health.mcd@insurance.ohio.gov

P&C Product Regulation & Actuarial Services
(614) 644-2635
property.casualty@insurance.ohio.gov

State Contact Information

Cuc Nguyen
(405) 522-4608
cuc.nguyen@oid.ok.gov

Fees
No fees for rate or form filings.

State Contact Information

Tashia Sizemore
(971) 283-0102
tashia.sizemore@dcbs.oregon.gov

Eric Bredeson
(503) 979-7742
eric.bredeson@dcbs.oregon.gov

Lines Not Regulated
Group Whole Life (unless built in benefits included that are not deregulated). Group Term Life (unless built in benefits included that are not deregulated). Immediate Annuity. Group AD&D - Forms reviewed, rates deregulated. Group Basic Hospital - Forms reviewed, rates deregulated. Group Basic Surgical - Forms reviewed, rates deregulated. Group Critical Illness Only - Forms reviewed, rates deregulated. Group Dental - Forms reviewed, rates deregulated. Group Hospital Indemnity - Forms reviewed, rates deregulated. Group Long Term Disability. Group Major Medical- Forms reviewed, small group rates reviewed, large group rates deregulated. Group Short Term Disability. Group Specified Disease - Forms reviewed, rates deregulated.

State Contact Information

Beth Evans
(717) 705-0008
elievans@pa.gov

Life, Annuity and Health

Valerie Romig
(717) 346-3882
vromig@pa.gov

Property and Casualty

Michael McKenney
(717) 705-0166
mmckenney@pa.gov

Lines Not Regulated
Commercial Excess and Umbrella, Commercial Inland Marine, Director's and Officer's, Aviation, Credit Property, Mechanical Breakdown, Fidelity and Surety, Crime

State Contact Information

Life, Annuity, Credit, Health

Adrienne Evans
(401) 462-9613
adrienne.evans@dbr.ri.gov

Life, Annuity, Credit, Health

Alyssa R. Metivier-Fortin
(401) 462-1677
alyssa.metivier@ohic.ri.gov

Bryan Fife
(303) 894-3430
bryan.fife@state.co.us

Sara Bencic
720-642-0090
sara.bencic@state.co.us

Jessi Nelson
(303) 894-7845
jessi.nelson@state.co.us

Property and Casualty

Beth Vollucci
(401) 462-9610
beth.vollucci@dbr.ri.gov

State Contact Information

Life, Accident and Health

Shari Miles
(803) 737-6096
smiles@doi.sc.gov

Karl Bitzky
(803) 737-6171

State Contact Information

Life, Annuity and Health

Jeff Smith
(605) 773-3563
jeff.smith@state.sd.us

Life, Annuity and Health

Ray Klinger
(605) 773-3563
ray.klinger@state.sd.us

Property and Casualty

Patrick Cushing
(605) 773-3563
patrick.cushing@state.sd.us

Fees
No fees for Property and Casualty rate and form filings.

ETF Comments
Bills in arrears for Life, Accident & Health rate and form filings

Property and Casualty
propertycasualty@tdi.texas.gov
512-676-6710

Life, Accident & Health
LifeHealth@tdi.texas.gov
512-676-6889

Fees
No fees for rate or form filings.

State Contact Information

Life, Annuity and Health

Heidi Clausen
(801) 957-9278
hclausen@utah.gov

Chris Peissig
(303) 894-3485
chris.peissig@state.co.us

State Contact Information

Life, Annuity Health, Property and Casualty

Jessica Sherpa
(802) 828-2908

Life, Annuity & Health

Anna VanFleet
(802) 828-4843
anna.vanfleet@vermont.gov

Property and Casualty

Rosemary Raszka
(802) 828-1686
rosemary.raszka@vermont.gov

Lines Not Regulated
Ocean Marine, Medicare Advantage, Service Contracts, Viatical Settlements and Life Settlements.

State Contact Information

Form Filings

Suzette Richards
(340) 773-6459
suzette.richards@lgo.vi.gov

Rate and Rule Filings

Martin Emanuel
(340) 774-7166
martin.emanuel@lgo.vi.gov

Fees
No fees for rate or form filings.

State Contact Information

Life, Annuity and Health

Julie Fairbanks
(804) 371-9385
julie.fairbanks@scc.virginia.gov

Property and Casualty

Jessica Baggarley
(804) 371-9190
jessica.baggarley@scc.virginia.gov

Fees
No fees for rate or form filings.

State Contact Information

Rates & Forms HelpDesk
(360) 725-7111
RFhelpdesk@oic.wa.gov

Lines Not Regulated
A&H Credit

State Contact Information

Joylynn Fix
(304) 414-8035
joylynn.fix@wv.gov

Fees
No fees for rate or form filings.

State Contact Information

State | Filing Contact

Barry Haney
(608) 266-0083
barry.haney@wisconsin.gov

Product Coding Matrix - All Lines

Brian Brown
(608) 261-8563
brian.brown@wisconsin.gov

Fees
No fees for rate or form filings.

State Contact Information

Lela D. Ladd
(307) 777-2448
lela.ladd@wyo.gov

Deb Mrozinsky
(307) 777-7319
deborah.mrozinsky@wyo.gov

Life, Annuity and Health

Kelley Shepp
(307) 777-6888
kelley.shepp1@wyo.gov

Property and Casualty

Shamika McDonald
(307) 777-2447
shamika.mcdonald2@wyo.gov

Property and Casualty

Joy Magee
(307) 777-7308
joy.magee@wyo.gov

ETF Comments
Bills in arrears

State Contact Information

Life, Annuity and Health

Sol Gisela Marrero
(787) 304-8686 x4100
smarrero@ocs.gobierno.pr

Property and Casualty

Miriam Ortiz
(787) 304-8686 x4103
miortiz@ocs.gobierno.pr

State Contact Information

Alice Sebastian-Cruz
(671) 635-1844
alice.cruz@revtax.guam.gov

Resources & Product Coding Matrices

Latest Filing Information

Sign in and go to Submission Requirements by State in SERFF Filing Rules or call the SERFF Help Desk at (816) 783-8990