Skip to main content
Market Regulation Certification (D) Working Group

2022 Membership

The Market Regulation Certification (D) Working Group will meet at the NAIC National Meetings and will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the Conference Call Calendar, StateNet and MyNAIC.

2022 Adopted Charge

  • Develop a formal market regulation certification proposal for consideration by the NAIC membership that provides recommendations for the following: 1) certification standards; 2) a process for the state implementation of the standards; 3) a process to measure the states’ compliance with the standards; 4) a process for future revisions to the standards; and 5) assistance for jurisdictions to achieve certification.
Market Regulation Certification (D) Working Group

Public Conference Call
Thursday, October 27, 2022
4:00 PM ET, 3:00 PM CT, 2:00 PM MT, 1:00 PM PT
Expected Length of Call: 1 hr
Webex Link

Update on Requirements revisions;

Implementation Plan

Related NAIC Publications


Media Inquiries
(816) 783-8909

Randy Helder
Assistant Director Market Regulation

Tim Mullen
Director Market Regulation

Please see the current Committee List for a complete list of committee members.