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Market Regulation Certification (D) Working Group

2023 Membership

The Market Regulation Certification (D) Working Group will meet at the NAIC National Meetings and will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the Conference Call Calendar, StateNet and MyNAIC.

2023 Adopted Charge

  • Develop a formal market regulation certification proposal for consideration by the NAIC membership that provides recommendations for the following: 1) certification standards; 2) a process for the state implementation of the standards; 3) a process to measure the states’ compliance with the standards; 4) a process for future revisions to the standards; and 5) assistance for jurisdictions to achieve certification.
Market Regulation Certification (D) Working Group

Public Conference Call
Tuesday, June 06, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Length of Call: 1 hr
Webex Link

Consider adoption of the Market Regulation Certification Program Requirements, Guidelines, Checklist and Scoring Matrix


Market Regulation Certification (D) Working Group

Public Conference Call
Tuesday, May 09, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Length of Call: 1 hr
Webex Link


Market Regulation Certification (D) Working Group

Public Conference Call
Monday, February 27, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Length of Call: 1 hr
Webex Link

To be determined.


Related NAIC Publications

Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Randy Helder
Assistant Director Market Regulation
816-783-8261

Tim Mullen
Director Market Regulation
816-783-8260

Please see the current Committee List for a complete list of committee members.