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Market Regulation Certification (D) Working Group

2024 Membership

The Market Regulation Certification (D) Working Group will meet at the NAIC National Meetings and will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the Conference Call Calendar, StateNet and MyNAIC.

2024 Adopted Charges

  • The Market Regulation Certification (D) Working Group will:

    • Implement the Voluntary Market Regulation Certification Program by: i) provisionally certifying each jurisdiction that submits a self-certification report; ii) assessing the submission and monitoring the progress of each provisionally certified jurisdiction towards compliance to each certification standard; and iii) providing peer-review and guidance for any participating jurisdiction that requests guidance.
    • Develop a mechanism for enabling participating jurisdictions to apply for full certification. This will include: i) forming an NAIC Review Team; and ii) developing methods for assessing and auditing full-certification requests.
    • Review feedback from jurisdictions concerning any issues or recommended changes to the Voluntary Market Regulation Certification Program requirements and the Market Regulation Certification Program Self-Assessment Guidelines and Checklist Tool.
    • Consider new standards to be incorporated into the Voluntary Market Regulation Certification Program.
Market Regulation Certification (D) Working Group

Public Conference Call
Monday, February 26, 2024
3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
Expected Length of Call: 1 hr
Webex Link

In lieu of meeting at the Spring National Meeting


Market Regulation Certification (D) Working Group

Public Conference Call
Tuesday, June 06, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Length of Call: 1 hr
Webex Link

Consider adoption of the Market Regulation Certification Program Requirements, Guidelines, Checklist and Scoring Matrix


Market Regulation Certification (D) Working Group

Public Conference Call
Tuesday, May 09, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Length of Call: 1 hr
Webex Link


Market Regulation Certification (D) Working Group

Public Conference Call
Monday, February 27, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Length of Call: 1 hr
Webex Link

To be determined.


Related NAIC Publications

Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Randy Helder
Assistant Director Market Regulation
816-783-8261

Tim Mullen
Director Market Regulation
816-783-8260

Please see the current Committee List for a complete list of committee members.