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Advisory Organization Examination Oversight (D) Working Group

2020 Membership

The Advisory Organization Examinations Oversight working groups (AOEOWG)  purpose and current charges are focused on the examination of licensed national Advisory Organizations.

2020 Charges:

The Advisory Organization Examination Oversight (D) Working Group will:

  1. Revise the protocols, as necessary, for the examination of national or multistate advisory organizations (includes rating organizations and statistical agents) to be more comprehensive, efficient and possibly less frequent than the current system of single-state exams. Solicit input and collaboration from other interested and affected committees and task forces.
  2. Monitor the data reporting and data-collection processes of advisory organizations (including rating organizations and statistical agents) to determine if they are implementing appropriate measures to ensure data quality. Report the results of this ongoing charge as needed.
  3. Actively assist with and coordinate multistate examinations of advisory organizations (including rating organizations and statistical agents).
Calendar

There are no call materials at this time.

Related NAIC Publications

Draft meeting minutes are available free for meeting attendees 10 business days after a national meeting concludes, using the User ID and Password supplied by the NAIC. Regulators may access minutes via StateNet.
Final committee minutes and Proceedings of the NAIC are available to non–attendees, after adoption at the next national meeting, for free in the PDF format through the NAIC Products & Services website.

Market Regulation Handbook

Contacts

Media Inquiries
(816) 783-8909
news@naic.org

Paul Santillanes
Market Regulation
Collaborative Action Coordinator
Phone: 816-783-8267

Randy Helder
Assistant Director Market Regulation
Phone: 816-783-8261

Please see the current Committee List for a complete list of committee members.

 

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