Advisory Organization Examination Oversight (D) Working Group
- Market Regulation and Consumer Affairs (D) Committee
- Advisory Organization Examination Oversight (D) Working Group
- Antifraud (D) Task Force
- Antifraud Education Enhancement (D) Working Group
- Antifraud Technology (D) Working Group
- Market Actions (D) Working Group
- Market Analysis Procedures (D) Working Group
- Market Conduct Annual Statement Blanks (D) Working Group
- Market Conduct Examination Guidelines (D) Working Group
- Market Information Systems (D) Task Force
- Market Information Systems Research & Development (D) Working Group
- Market Regulation Certification (D) Working Group
- Privacy Protections (D) Working Group
- Producer Licensing (D) Task Force
- Producer Licensing Uniformity (D) Working Group
- Uniform Education (D) Working Group
The Advisory Organization Examinations Oversight working groups (AOEOWG) purpose and current charges are focused on the examination of licensed national Advisory Organizations.
2021 Adopted Charges:
The Advisory Organization Examination Oversight (D) Working Group will:
- Revise the protocols, as necessary, for the examination of national or multistate advisory organizations (includes rating organizations and statistical agents) to be more comprehensive, efficient and possibly less frequent than the current system of single-state exams. Solicit input and collaboration from other interested and affected committees and task forces.
- Monitor the data reporting and data-collection processes of advisory organizations (including rating organizations and statistical agents) to determine if they are implementing appropriate measures to ensure data quality. Report the results of this ongoing charge as needed.
- Actively assist with and coordinate multistate examinations of advisory organizations (including rating organizations and statistical agents).
There are no call materials at this time.
Related NAIC Publications
Contacts
Media Inquiries
(816) 783-8909
news@naic.org
Paul Santillanes
Market Regulation
Collaborative Action Coordinator
Phone: 816-783-8267
Randy Helder
Assistant Director Market Regulation
Phone: 816-783-8261
Please see the current Committee List for a complete list of committee members.