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Surplus Lines (C) Working Group

2021 Membership

2021 Adopted Charges 

The Surplus Lines (C) Working Group will:

  1. Operate in regulator-to-regulator session pursuant to paragraph 3 (specific companies, entities or individuals) of the NAIC Policy Statement on Open Meetings and operate in open session when discussing surplus lines topics and policy issues, such as amendments to the International Insurers Department (IID) Plan of Operation.
  2. Maintain and draft new guidance within the IID Plan of Operation regarding standards for admittance and continued inclusion on the NAIC Quarterly Listing of Alien Insurers.
  3. Review and consider appropriate decisions regarding applications for admittance to the NAIC Quarterly Listing of Alien Insurers.
  4. Analyze renewal applications of alien surplus lines insurers on the NAIC Quarterly Listing of Alien Insurers and ensure solvency and compliance per the IID Plan of Operation guidelines for continued listing.
  5. Provide a forum for surplus lines-related discussion among jurisdictions.
Calendar

There are no call materials at this time.

Related NAIC Publications

Draft meeting minutes are available free for meeting attendees 10 business days after a national meeting concludes, using the User ID and Password supplied by the NAIC. Regulators may access minutes via StateNet.
Final committee minutes and Proceedings of the NAIC are available to non–attendees, after adoption at the next national meeting, for free in the PDF format through the NAIC Products & Services website.

Contacts

Media Inquiries
(816) 783-8909
news@naic.org

Andy Daleo
Sr. Manager, P/C & Title Financial Analysis
Phone: 816.783.8141 

Bob Schump
IID Manager
Phone: 816.783.8437
E-mail: rschump@naic.org

Jason Farr
Sr. Reinsurance & IID Financial Analyst
Phone: 816.783.8132

Please see the current Committee List for a complete list of committee members.