2020 Proposed Charges 

The Surplus Lines (C) Working Group will:

1. Operate in regulator-to-regulator session pursuant to paragraph 3 (specific companies, entities or individuals) of the NAIC Policy Statement on Open Meetings and operate in open session when discussing surplus lines topics and policy issues, such as amendments to the International Insurers Department (IID) Plan of Operation.
2. Maintain and draft new guidance within the IID Plan of Operation regarding standards for admittance and continued inclusion on the NAIC Quarterly Listing of Alien Insurers.
3. Review and consider appropriate decisions regarding applications for admittance to the NAIC Quarterly Listing of Alien Insurers.
4. Analyze renewal applications of alien surplus lines insurers on the NAIC Quarterly Listing of Alien Insurers and ensure solvency and compliance per the IID Plan of Operation guidelines for continued listing.
5. Provide a forum for surplus lines-related discussion among jurisdictions.

2019 Charges

The Surplus Lines (C) Working Group will:

1. Operate in regulator-to-regulator session pursuant to paragraph 3 (specific companies, entities or individuals) of the NAIC Policy Statement on Open Meetings and operate in open session when discussing surplus lines topics and policy issues, such as amendments to the International Insurers Department (IID) Plan of Operation.
2. Maintain the IID Plan of Operation and requirements regarding standards for inclusion on the NAIC Quarterly Listing of Alien Insurers concerning capital and/or surplus funds, U.S. trust accounts and fitness of management among other criteria.
3. Review and consider appropriate action(s) regarding applications for admittance to the NAIC Quarterly Listing of Alien Insurers.
4. Analyze alien surplus lines insurers on the NAIC Quarterly Listing of Alien Insurers and ensure compliance with the IID Plan of Operation guidelines for continued listing.
5. Provide a forum for surplus lines-related discussion among jurisdictions.