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Examination Oversight (E) Task Force

2023 Membership

2023 Adopted Charges

The mission of the Examination Oversight (E) Task Force is to monitor, develop, and implement tools for the risk-focused surveillance process. For financial examinations and analysis, this includes maintenance of the Financial Condition Examiners Handbook and the Financial Analysis Handbook to provide guidance to examiners and analysts using a risk-focused approach to solvency regulation and to encourage effective communication and coordination between examiners, analysts, and other regulators. In addition, the mission of the Task Force is to: monitor and refine regulatory tools of the risk-focused surveillance process, including Financial Analysis Solvency Tools (FAST) such as company profiles and the FAST ratio scoring system; oversee financial examiner and analyst use of electronic software tools; monitor the progress of coordination efforts among the states in conducting examinations and the sharing of information necessary to solvency monitoring; establish procedures for the flow of information between the states about troubled companies; maintain an effective approach to the review of information technology (IT) general controls; and monitor the timeliness of financial examinations.

The Examination Oversight (E) Task Force will: 

  1. Accomplish its mission using the following groups:

    1. Electronic Workpaper (E) Working Group.
    2. Financial Analysis Solvency Tools (E) Working Group.
    3. Financial Examiners Coordination (E) Working Group.
    4. Financial Examiners Handbook (E) Technical Group.
    5. Information Technology (IT) Examination (E) Working Group.
Accounting Practices and Procedures (E) Task Force followed by the Examination Oversight (E) Task Force

2022 Fall National Meeting
Accounting Practices and Procedures (E) Task Force followed by the Examination Oversight (E) Task Force
Wednesday, December 14, 2022
11:00 AM - 12:00 PM ET

HB Plant Ballroom E & F - Level 2 - JW Marriott

Related NAIC Publications

Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Bailey Henning
Financial Examination Manager
816-783-8129

Please see the current Committee List for a complete list of committee members.