Financial Examiners Coordination (E) Working Group

2023 Adopted Charges

The Financial Examiners Coordination (E) Working Group will:

Develop enhancements that encourage the coordination of examination activities regarding holding company groups.
Promote coordination by assisting and advising domiciliary regulators and exam coordinating states as to what might be the most appropriate regulatory strategies, methods, and actions regarding financial examinations of holding company groups.
Facilitate communication among regulators regarding common practices and issues arising from coordinating examination efforts.
Provide ongoing maintenance and enhancements to the Financial Examination Electronic Tracking System (FEETS).

Calendar

There are no call materials at this time.

Completed exhibits should be submitted to the Lead State for the group. Refer to Lead State Listing above for assistance in determining the Lead State for the group.

Financial Analysis and Examination Contacts

Note: Financial Analysis and Examination contacts list can be found on the Financial Examinations page of StateNet. User ID and password required.

Related NAIC Publications

Minutes for recent national meetings are available for meeting attendees via an event app within 10 days after a meeting concludes. On the NAIC.org website, free access to meeting minutes is available 30 days after a meeting concludes. They are posted to the interactive agenda for each meeting tab on the meetings page. The Proceedings of the NAIC are made available after the minutes are adopted at each subsequent meeting and may be accessed via the NAIC Publications page.

Contacts

Media Inquiries
(816) 783-8909
news@naic.org

Bailey Henning
Financial Examination Manager
816-783-8129

Please see the current Committee List for a complete list of committee members.

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