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Financial Examiners Coordination (E) Working Group

2020 Proposed Charges

The Financial Examiners Coordination (E) Working Group will:

  1. Develop enhancements that encourage the coordination of examination activities with regard to holding company groups.
  2. Promote coordination by assisting and advising domiciliary regulators and exam coordinating states as to what might be the most appropriate regulatory strategies, methods and actions regarding financial examinations of holding company groups.
  3. Facilitate communication among regulators regarding common practices and issues arising from coordinating examination efforts.
  4. Provide ongoing maintenance and enhancements to the Financial Examination Electronic Tracking System (FEETS).

2019 Charges

The Financial Examiners Coordination (E) Working Group will:

    1. Develop enhancements that encourage the coordination of examination activities with regard to holding company groups.
    2. Promote coordination by assisting and advising domiciliary regulators and exam coordinating states as to what might be the most appropriate regulatory strategies, methods and actions regarding financial examinations of holding company groups.
    3. Facilitate communication among regulators regarding common practices and issues arising from coordinating examination efforts.
    4. Provide ongoing maintenance and enhancements to the Financial Examination Electronic Tracking System (FEETS).

There are no call materials at this time.

Related NAIC Publications

Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Bailey Henning
Examination Coordinator
816-783-8129

Miguel Romero, CPA
Exam Manager
816-783-8479

Please see the current Committee List for a complete list of committee members.

 

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